General information about company
Scrip code	530557
NSE Symbol
MSEI Symbol
ISIN	INE132F01038
Name of the company	NCL RESEARCH AND FINANCIAL SERVICES LIMITED
Whether company is SME	No
Class of Security	Equity Shares
Type of report	Quarterly
Quarter Ended / Half year ended/Date of Report (For Prelisting / Allotment)	30-09-2023
Date of allotment / extinguishment (in case Capital Restructuring selected) / Listing Date
Shareholding pattern filed under	Regulation 31 (1) (b)
Whether the listed entity is Public Sector Undertaking (PSU)?	No

Declaration
Sr. No.	Particular	Yes/No	Promoter and Promoter Group	Public shareholder	Non Promoter- Non Public
1	Whether the Listed Entity has issued any partly paid up shares?	No	No	No	No
2	Whether the Listed Entity has issued any Convertible Securities ?	No	No	No	No
3	Whether the Listed Entity has issued any Warrants ?	No	No	No	No
4	Whether the Listed Entity has any shares against which depository receipts are issued?	No	No	No	No
5	Whether the Listed Entity has any shares in locked-in?	No	No	No	No
6	Whether any shares held by promoters are pledge or otherwise encumbered?	No	No
7	Whether company has equity shares with differential voting rights?	No	No	No	No
8	Whether the listed entity has any significant beneficial owner?	No

Table VI - Statement showing foreign ownership limits
Particular	Approved limits (%)	Limits utilized (%)
As on shareholding date	10	0
As on the end of previous 1st quarter	10	0
As on the end of previous 2nd quarter	10	0
As on the end of previous 3rd quarter	10	0
As on the end of previous 4th quarter	10	0

Table I - Summary Statement holding of specified securities
Category (I)	Category of shareholder (II)	Nos. Of shareholders (III)	No. of fully paid up equity shares held (IV)	No. Of Partly paid-up equity shares held (V)	No. Of shares underlying Depository Receipts (VI)	Total nos. shares held (VII) = (IV)+(V)+ (VI)	Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	Number of Voting Rights held in each class of securities (IX)
								No of Voting (XIV) Rights			Total as a % of (A+B+C)
								Class eg: X	Class eg:y	Total
(A)	Promoter & Promoter Group
(B)	Public	248640	1070328000			1070328000	100	1070328000		1070328000	100
(C)	Non Promoter- Non Public
(C1)	Shares underlying DRs
(C2)	Shares held by Employee Trusts
	Total	248640	1070328000			1070328000	100	1070328000		1070328000	100

Table I - Summary Statement holding of specified securities

Category (I)

Category of shareholder (II)

No. Of Shares Underlying Outstanding convertible securities (X)

No. of Shares Underlying Outstanding Warrants (Xi)

No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)

Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)

Number of Locked in shares (XII)

Number of Shares pledged or otherwise encumbered (XIII)

Number of equity shares held in dematerialized form (XIV)

Sub-categorization of shares

No. (a)

As a % of total Shares held (b)

No. (a)

As a % of total Shares held (b)

Sub-category (i)

Sub-category (ii)

Sub-category (iii)

(A)

Promoter & Promoter Group

(B)

Public

100

1064576400

0

0

0

(C)

Non Promoter- Non Public

(C1)

Shares underlying DRs

(C2)

Shares held by Employee Trusts

Total

100

1064576400

0

0

0

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Sr.	Category & Name of the Shareholders (I)		Nos. Of shareholders (III)	No. of fully paid up equity shares held (IV)	No. Of Partly paid-up equity shares held (V)	No. Of shares underlying Depository Receipts (VI)	Total nos. shares held (VII) = (IV)+(V)+ (VI)	Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	Number of Voting Rights held in each class of securities (IX)
									No of Voting (XIV) Rights			Total as a % of Total Voting rights
									Class eg: X	Class eg:y	Total
A	Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)	Indian
(2)	Foreign
B	Table III - Statement showing shareholding pattern of the Public shareholder
(1)	Institutions (Domestic)
(2)	Institutions (Foreign)
(3)	Central Government / State Government(s)
(a)	Central Government / President of India		1	4000			4000	0	4000		4000	0
Sub-Total (B)(3)			1	4000			4000	0	4000		4000	0
(4)	Non-institutions
(g)	Resident Individuals holding nominal share capital up to Rs. 2 lakhs		247590	766974455			766974455	71.66	766974455		766974455	71.66
(h)	Resident Individuals holding nominal share capital in excess of Rs. 2 lakhs		407	214603919			214603919	20.05	214603919		214603919	20.05
(i)	Non Resident Indians (NRIs)		227	6645416			6645416	0.62	6645416		6645416	0.62
(l)	Bodies Corporate		73	70596339			70596339	6.6	70596339		70596339	6.6
(m)	Any Other (specify)		342	11503871			11503871	1.07	11503871		11503871	1.07
Sub-Total (B)(4)			248639	1070324000			1070324000	100	1070324000		1070324000	100
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)+(B)(4)			248640	1070328000			1070328000	100	1070328000		1070328000	100
C	Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 )			248640	1070328000			1070328000	100	1070328000		1070328000	100
Total (A+B+C )			248640	1070328000			1070328000	100	1070328000		1070328000	100

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Sr.	No. Of Shares Underlying Outstanding convertible securities (X)	No. of Shares Underlying Outstanding Warrants (Xi)	No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)	Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	Number of Locked in shares (XII)		Number of Shares pledged or otherwise encumbered (XIII)		Number of equity shares held in dematerialized form (XIV)	Sub-categorization of shares
					No. (a)	As a % of total Shares held (b)	No. (a)	As a % of total Shares held (b)		Sub-category (i)	Sub-category (ii)	Sub-category (iii)
A	Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)	Indian
(2)	Foreign
B	Table III - Statement showing shareholding pattern of the Public shareholder
(1)	Institutions (Domestic)
(2)	Institutions (Foreign)
(3)	Central Government / State Government(s)
(a)				0					4000	0	0	0
Sub-Total (B)(3)				0					4000	0	0	0
(4)	Non-institutions
(g)				71.66					766842855	0	0	0
(h)				20.05					209183919	0	0	0
(i)				0.62					6645416	0	0	0
(l)				6.6					70396339	0	0	0
(m)				1.07					11503871	0	0	0
Sub-Total (B)(4)				100					1064572400	0	0	0
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)+(B)(4)				100					1064576400	0	0	0
C	Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 )				100					1064576400
Total (A+B+C )				100					1064576400

Bodies Corporate
Searial No.	1	2
Name of the Shareholders (I)	KATYANI COMMODITIES PRIVATE LIMITED	HELOT PROPERTIES PRIVATE LIMITED	Click here to go back
PAN (II)	AAECK6244R	AACCH8885R	Total
No. of fully paid up equity shares held (IV)	14926300	11127800	26054100
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	14926300	11127800	26054100
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	1.39	1.04	2.43
Number of Voting Rights held in each class of securities (IX)
Class eg: X	14926300	11127800	26054100
Class eg:y
Total	14926300	11127800	26054100
Total as a % of Total Voting rights	1.39	1.04	2.43
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	1.39	1.04	2.43
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	14926300	11127800	26054100
Reason for not providing PAN
Reason for not providing PAN
Sub-categorization of shares
Shareholding (No. of shares) under
Sub-category (i)	0	0	0
Sub-category (ii)	0	0	0
Sub-category (iii)	0	0	0

Any Other (specify)
Searial No.	1	2	3
Category	LLP	Clearing Members	HUF
Category / More than 1 percentage	Category	Category	Category
Name of the Shareholders (I)				Click here to go back
PAN (II)				Total
No. of the Shareholders (I)	3	9	330	342
No. of fully paid up equity shares held (IV)	255500	1880520	9367851	11503871
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	255500	1880520	9367851	11503871
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	0.02	0.18	0.88	1.08
Number of Voting Rights held in each class of securities (IX)
Class eg: X	255500	1880520	9367851	11503871
Class eg:y
Total	255500	1880520	9367851	11503871
Total as a % of Total Voting rights	0.02	0.18	0.88	1.08
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	0.02	0.18	0.88	1.08
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	255500	1880520	9367851	11503871
Reason for not providing PAN
Reason for not providing PAN
Sub-categorization of shares
Shareholding (No. of shares) under
Sub-category (i)	0	0	0	0
Sub-category (ii)	0	0	0	0
Sub-category (iii)	0	0	0	0